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On robust face recognition via sparse coding: The good, the bad and the ugly

机译:通过稀疏编码进行鲁棒的人脸识别:好,坏和丑

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摘要

In the field of face recognition, sparse representation (SR) has received considerable attention during the past few years, with a focus on holistic descriptors in closed-set identification applications. The underlying assumption in such SR-based methods is that each class in the gallery has sufficient samples and the query lies on the subspace spanned by the gallery of the same class. Unfortunately, such an assumption is easily violated in the face verification scenario, where the task is to determine if two faces (where one or both have not been seen before) belong to the same person. In this study, the authors propose an alternative approach to SR-based face verification, where SR encoding is performed on local image patches rather than the entire face. The obtained sparse signals are pooled via averaging to form multiple region descriptors, which then form an overall face descriptor. Owing to the deliberate loss of spatial relations within each region (caused by averaging), the resulting descriptor is robust to misalignment and various image deformations. Within the proposed framework, they evaluate several SR encoding techniques: l1-minimisation, Sparse Autoencoder Neural Network (SANN) and an implicit probabilistic technique based on Gaussian mixture models. Thorough experiments on AR, FERET, exYaleB, BANCA and ChokePoint datasets show that the local SR approach obtains considerably better and more robust performance than several previous state-of-the-art holistic SR methods, on both the traditional closed-set identification task and the more applicable face verification task. The experiments also show that l1-minimisation-based encoding has a considerably higher computational cost when compared with SANN-based and probabilistic encoding, but leads to higher recognition rates.
机译:在人脸识别领域,稀疏表示(SR)在过去的几年中受到了相当大的关注,重点是封闭集识别应用中的整体描述符。在这种基于SR的方法中的基本假设是,画廊中的每个类都有足够的样本,并且查询位于同一类画廊所跨越的子空间上。不幸的是,这种假设在人脸验证场景中很容易违反,在该场景中,任务是确定两个人脸(以前从未见过其中一个或两个)是否属于同一个人。在这项研究中,作者提出了另一种基于SR的面部验证方法,其中SR编码是在局部图像斑块上而非整个面部上进行的。通过求平均将获得的稀疏信号合并,以形成多个区域描述符,然后再形成整体面部描述符。由于每个区域中故意丢失空间关系(通过平均导致),因此生成的描述符对于未对准和各种图像变形具有鲁棒性。在提出的框架内,他们评估了几种SR编码技术:l1最小化,稀疏自动编码器神经网络(SANN)和基于高斯混合模型的隐式概率技术。在AR,FERET,exYaleB,BANCA和ChokePoint数据集上进行的全面实验表明,在传统的闭集识别任务和方法上,局部SR方法比以前的几种最新的整体SR方法获得了更好,更鲁棒的性能。更适用的人脸验证任务。实验还表明,与基于SANN的概率编码相比,基于l1最小化的编码具有相当高的计算成本,但会导致更高的识别率。

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